TCT is presenting a free webinar on March 15 on How to Conduct Effective Risk Assessments

Over the past two decades, regulatory expectations have increased steadily. One area regulators are emphasizing includes OFAC, BSA, and AML. Compliance in these areas can be challenging especially for smaller credit unions.

In this webinar, Dolores Pico will provide sources and explanations of the source requirements for BSA/AML and demonstrate an effective process to comply with these requirements. She will review the application of simple to apply Risk Assessment tool that addresses the key requirements of these areas and provide guidance to better understand what your examiners expect from you.
About the Presenter

Date: March 15, 2022

Dolores Pico, CUCE has worked with credit unions for over 30 years. She is a certified compliance professional with certifications from NAFCU and CUNA. She provides compliance support and consultation for multiple credit unions in the western United States.

  • What are the foundations of OFAC/BSA/AML compliance?
  • How can risk assessments be employed to fulfill regulatory requirements?
  • How can I effectively communicate with my examiners regarding these regulations?
Who Will Benefit from Attendance?
  • CEO
  • CFO
  • Accounting Staff
  • Operations Manager
  • Compliance Staff
Donna Jensen
Business Development | TCT Risk Solutions
p (208)939-8366 • m (208)412-7616
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