Prescott Ford is the
Managing Director of the Office of Regulatory Affairs at First Empire
Securities, Inc., and formerly served as a National Bank Examiner with the
Office of the Comptroller of the Currency.
Drawing on more than 20
years of experience in the regulatory/compliance examination sector, Prescott
keeps clients in step with a constantly changing regulatory landscape. A
valuable resource for banks and credit unions, he frequently authors regulatory
updates, participates at industry conferences, and conducts educational
webinars and seminars on the subjects of interest rate, liquidity and
investment portfolio risk management. In addition to seminars hosted by First
Empire, Prescott has addressed industry groups, such as the Southern California
Credit Union Association and the Credit Union Executives Society. He also
recently authored the Credit Union Times article “Management Manages,
Not the Examiner.”
Prescott received a
Bachelors of Science in Business Administration, with a concentration in
Finance from The Ohio State University. He has been a Chartered Financial
Analyst (CFA) charter holder since 2004, and a member of the New York Society
of Security Analysts (NYSSA).
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